Filed January 22, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $23,368 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $17,325 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,768 | $85,515-12.6% | $112,040-33.3% | $67,986+10.0% |
| Participation rate | 89.6% | 68.2%+21.3pp | 76.5%+13.1pp | 57.2%+32.4pp |
| Annual return | 6.00% | 29.68%-23.7pp | 24.52%-18.5pp | 31.67%-25.7pp |
| Employer contribution / active EE | $1,304 | $2,191-40.5% | $2,954-55.8% | $2,019-35.4% |
| Participant deferral / active EE | $4,856 | $4,014+21.0% | $5,098-4.7% | $3,358+44.6% |
| Admin fee / account holder | $306 | $3,774-91.9% | $12,098-97.5% | $3,203-90.4% |