Filed February 5, 2018
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $60,371 |
UBS FINANCIAL SERVICES INC10+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $46,990 |
INSERO & CO. CPAS, LLP9 years Filed as: INSERO & COMPANY CPAS, LLP Service code 15 · EIN 47-5324570 | Recordkeeping | $12,700 |
ADP BROKER-DEALER10+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,547 | $92,186-49.5% | $105,624-55.9% | $77,762-40.1% |
| Participation rate | 88.4% | 81.0%+7.4pp | 75.3%+13.2pp | 70.6%+17.8pp |
| Annual return | 17.37% | 17.83%-0.5pp | 116.20%-98.8pp | 31.27%-13.9pp |
| Employer contribution / active EE | $554 | $3,376-83.6% | $3,168-82.5% | $2,728-79.7% |
| Participant deferral / active EE | $3,957 | $5,395-26.7% | $5,013-21.1% | $4,651-14.9% |
| Admin fee / account holder | $218 | $219-0.5% | $10,961-98.0% | $433-49.7% |