Filed May 5, 2005 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH Service code 16 · EIN 13-5674085 | Consulting | $124,576 |
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Participant loan processing; Float re... | $23,085 |
LINCOLN NATIONAL CORPORATION10+ years Service code 13 · EIN 35-1140070 | Contract Administrator | $59 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,537 | $53,204+8.1% | $155,556-63.0% | $200,096-71.2% |
| Participation rate | 61.2% | 64.1%-2.9pp | 78.2%-17.0pp | 72.0%-10.8pp |
| Annual return | 11.95% | 41.02%-29.1pp | 64.84%-52.9pp | 34.26%-22.3pp |
| Employer contribution / active EE | $1,620 | $1,850-12.4% | $4,675-65.4% | $3,038-46.7% |
| Participant deferral / active EE | $3,523 | $3,163+11.4% | $5,631-37.4% | $5,090-30.8% |
| Admin fee / account holder | $211 | $186+13.8% | $15,885-98.7% | $269-21.5% |