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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC8 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $22,431 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $4,272 |
ADP BROKER-DEALER10+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,640 | $79,181-20.9% | $102,423-38.8% | $74,429-15.8% |
| Participation rate | 93.5% | 74.8%+18.7pp | 76.5%+17.0pp | 67.2%+26.3pp |
| Annual return | 12.36% | 54.97%-42.6pp | 29.42%-17.1pp | 1368.38%-1356.0pp |
| Employer contribution / active EE | $3,041 | $2,362+28.8% | $3,023+0.6% | $2,625+15.8% |
| Participant deferral / active EE | $7,860 | $4,416+78.0% | $5,054+55.5% | $4,348+80.8% |
| Admin fee / account holder | $164 | $2,002-91.8% | $9,455-98.3% | $1,944-91.6% |