Filed June 1, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC10+ years Service code 55 2301 ROSECRANS AVE., #5100 · EL SEGUNDO, CA 902455670 | Other Commissions | $45,880 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $8,568 |
Filed as: EMPOWER LIFE & ANNUITY INSURANCE CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $6,523 |
Service code 99 1801 CALIFORNIA ST · DENVER, CO 80202 | Other Fees | $3,285 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,046 | $91,710-30.2% | $67,560-5.2% | $77,762-17.6% |
| Participation rate | 26.7% | 76.0%-49.3pp | 72.9%-46.2pp | 70.6%-43.9pp |
| Annual return | 11.81% | 14.88%-3.1pp | 3533.50%-3521.7pp | 31.27%-19.5pp |
| Employer contribution / active EE | $685 | $3,187-78.5% | $2,737-75.0% | $2,728-74.9% |
| Participant deferral / active EE | $1,869 | $3,911-52.2% | $4,004-53.3% | $4,651-59.8% |
| Admin fee / account holder | $88 | $245-64.1% | $3,994-97.8% | $433-79.7% |