Filed April 16, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.7 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $259,641 |
Filed as: WEALTHSPIRE ADVISORS LLC Service code 26 · EIN 13-3831584 | Advisory (Participants) | $85,310 |
BDO USA, LLP9 years Filed as: BDO USA LLP Service code 10 · EIN 13-5381590 | Accounting | $36,177 |
CHARLES SCHWAB & CO., INC.5 years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $15,159 |
LMCG INVESTMENTS LLC4 years Service code 26 · EIN 27-0282607 | Advisory (Participants) | $11,781 |
Filed as: AMI ASSET MANAGEMENT CORP Service code 26 · EIN 95-4446454 | Advisory (Participants) | $9,030 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 26 · EIN 36-4319587 | Advisory (Participants) | $7,171 |
Filed as: CHARLES SCHWAB & CO.,INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $154,040 | $145,516+5.9% | $184,203-16.4% | $99,062+55.5% |
| Participation rate | 77.9% | 90.3%-12.4pp | 86.8%-8.9pp | 71.6%+6.3pp |
| Annual return | 15.81% | 21.23%-5.4pp | 28.81%-13.0pp | 17.66%-1.9pp |
| Employer contribution / active EE | $3,049 | $5,354-43.0% | $6,427-52.6% | $3,262-6.5% |
| Participant deferral / active EE | $9,282 | $8,423+10.2% | $9,131+1.7% | $5,331+74.1% |
| Admin fee / account holder | $68 | $78-12.3% | $13,901-99.5% | $109-37.5% |