Filed August 9, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 5-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $1,433,060 |
Filed as: VOYA INSTITUTIONAL PLAN SERVICES, L Service code 37 · EIN 04-3516284 | Loan Processing | $548,833 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN LEWIS & BOCKIUS LLP Service code 29 · EIN 23-0891050 | Legal | $362,490 |
CURCIO WEBB3 years Filed as: CURCIO WEBB, LLC Service code 70 · EIN 36-4171366 | Consulting Fees | $230,000 |
UBS FINANCIAL SERVICES INC3 years Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $82,500 |
NEWPORT GROUP, INC.1 year Filed as: NEWPORT GROUP INC Service code 99 300 PRIMERA BLVD STE 200 · LAKE MARY, FL 32746 | Other Fees | $42,500 |
MOSS ADAMS LLP5+ years Service code 10 · EIN 91-0189318 | Accounting | $15,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,289 | $128,056-47.5% | $146,958-54.2% | $106,382-36.7% |
| Participation rate | 76.2% | 67.2%+9.0pp | 82.2%-5.9pp | 69.9%+6.3pp |
| Annual return | 15.04% | 17.89%-2.8pp | 418.34%-403.3pp | 17.37%-2.3pp |
| Employer contribution / active EE | $2,925 | $3,384-13.6% | $4,933-40.7% | $3,364-13.1% |
| Participant deferral / active EE | $6,843 | $7,674-10.8% | $8,070-15.2% | $5,569+22.9% |
| Admin fee / account holder | $60 | $89-32.3% | $12,998-99.5% | $79-24.3% |