Filed January 29, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 27 24 E COTA ST, STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $54,146 |
PENTEGRA SERVICES, INC.1 year Service code 13 701 WESTCHESTER AVE, STE 320E · WHITE PLAINS, NY 10604 | Contract Administrator | $44,209 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $3,403 |
BENEFIT TRUST COMPANY1 year Service code 25 5901 COLLEGE BLVD, STE 100 · OVERLAND PARK, KS 66211 | Directed Trustee | $1,631 |
Filed as: EMPOWER ANNUITY INS CO OF AMERICA Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $214 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Opinion is qualified - a specific issue limited the scope or accuracy of the audit.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,132 | $129,227-78.2% | $184,256-84.7% | $77,762-63.8% |
| Participation rate | 63.0% | 87.4%-24.3pp | 86.8%-23.8pp | 70.6%-7.6pp |
| Annual return | 0.00% | 33.24%-33.2pp | 28.85%-28.8pp | 31.27%-31.3pp |
| Employer contribution / active EE | $789 | $4,412-82.1% | $6,427-87.7% | $2,728-71.1% |
| Participant deferral / active EE | $1,719 | $7,307-76.5% | $9,133-81.2% | $4,651-63.0% |
| Admin fee / account holder | $161 | $256-37.0% | $13,899-98.8% | $433-62.8% |