Filed April 29, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 91-0781053 | Recordkeeping Fees | $2,731,360 |
Service code 14 · EIN 31-1397510 | Plan Administrator | $483,619 |
Service code 10 · EIN 31-0800053 | Accounting | $50,900 |
ROCATON INVESTMENT ADVISORS, LLC11+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 16 · EIN 43-3638035 | Consulting | $50,000 |
RSVP DIRECT INC6 years Service code 38 · EIN 36-3964634 | Participant Communication | $37,812 |
CLASSICAL MARKETING LLC11+ years Service code 38 · EIN 36-4291764 | Participant Communication | $26,129 |
FUND DIRECT ADVISORS7 years Filed as: FUND EVALUATION GROUP, LLC Service code 16 · EIN 01-0694771 | Consulting | $12,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,167 | $140,769-69.3% | $95,585-54.8% | $140,769-69.3% |
| Participation rate | 64.4% | 74.2%-9.7pp | 72.1%-7.6pp | 74.2%-9.7pp |
| Annual return | 15.87% | 16.82%-0.9pp | 38.56%-22.7pp | 16.82%-0.9pp |
| Employer contribution / active EE | $904 | $3,906-76.8% | $2,527-64.2% | $3,906-76.8% |
| Participant deferral / active EE | $2,815 | $6,717-58.1% | $4,023-30.0% | $6,717-58.1% |
| Admin fee / account holder | $28 | $229-87.8% | $6,127-99.5% | $229-87.8% |