Filed January 5, 2017 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.6 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $234,578 |
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $708 |
Filed as: CHARLES SCHWAB & CO.,INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $231,709 | $2,687,218-91.4% | $164,975+40.5% | $199,921+15.9% |
| Participation rate | 97.1% | 78.3%+18.9pp | 78.6%+18.5pp | 72.0%+25.1pp |
| Annual return | 14.03% | 17.94%-3.9pp | 70.12%-56.1pp | 34.28%-20.2pp |
| Employer contribution / active EE | $9,839 | $2,958+232.6% | $4,343+126.6% | $3,035+224.1% |
| Participant deferral / active EE | $12,949 | $5,002+158.9% | $6,033+114.6% | $5,089+154.5% |
| Admin fee / account holder | $100 | $1,988-95.0% | $12,688-99.2% | $269-62.9% |