Retirement plan

FREDERIC W. COOK & CO., INC. DEFERRED PROFIT SHARING PLAN

Name: FREDERIC W. COOK & CO., INC. - FREDERIC W. COOK & CO., INC. DEFERRED PROFIT SHARING PLAN (2024) Form 5500
Creator: FREDERIC W. COOK & CO., INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, FREDERIC W. COOK & CO., INC. DEFERRED PROFIT SHARING PLAN, FREDERIC W. COOK & CO., INC.

FREDERIC W. COOK & CO., INC.EIN 13-2733056Plan #001PY 2024

685 THIRD AVENUE, 28TH FLOOR - NEW YORK, NY 10017212-986-6330fredericwool.comLinkedIn1-10 employees

Prospect flagsHigh assets / participantCorrective distributions

How to read this page

Total assets (EOY)

$100.9M

+17.4% from 2023

Total participants

185

+5.7% from 2023

Average account balance

$554,205

+12.9% from 2023

Annual return

24.85%

+20.94 pp from 2023

Benchmarks

See 6,285 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort6,285 peers

Snapshot2024

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$100.87M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$554K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

182

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$5.77M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$44K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+24.85%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$-167

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
WILKIN & GUTTENPLAN, P.C.4 years Filed as: WILKIN & GUTTENPLAN PC Service code 10 · EIN 22-2612018	Accounting	$19,525
STRATEGIC ADVISORS, INC.6 years Service code 27 · EIN 04-2654524	Advisory (Plan)	$12,116
FIDELITY INVESTMENTS INSTITUTIONAL8 years Service code 37 · EIN 04-2647786	Loan Processing	-$62,103

Plan features & details

Pension benefit codes2F2G2J2T3D2R2E

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

-$30K

$-231 / participant

Investment mgmt$12K0.0%
Contract admin$3000.0%

% of EOY assets

-0.030%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: WILKIN AND GUTTENPLAN PC
Auditor EIN: 222612018
Audit fees: $19,525
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$554,205

$101,591+445.5%

$147,096+276.8%

$74,429+644.6%

Participation rate

97.7%

75.5%+22.2pp

82.2%+15.5pp

67.2%+30.5pp

Annual return

24.85%

8746.45%-8721.6pp

419.75%-394.9pp

1368.38%-1343.5pp

Employer contribution / active EE

$31,727

$3,813+732.2%

$4,936+542.8%

$2,625+1108.7%

Participant deferral / active EE

$11,966

$7,302+63.9%

$8,071+48.3%

$4,348+175.2%

Admin fee / account holder

-$167

$1,750-109.6%

$13,005-101.3%

$1,944-108.6%

Provider

Service type

Compensation

WILKIN & GUTTENPLAN, P.C.4 years

Filed as: WILKIN & GUTTENPLAN PC

Service code 10 · EIN 22-2612018

Accounting

$19,525

STRATEGIC ADVISORS, INC.6 years

Service code 27 · EIN 04-2654524

Advisory (Plan)

$12,116

FIDELITY INVESTMENTS INSTITUTIONAL8 years

Service code 37 · EIN 04-2647786

Loan Processing

-$62,103

FREDERIC W. COOK & CO., INC. DEFERRED PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

FREDERIC W. COOK & CO., INC. DEFERRED PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion