Filed March 13, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CERITY PARTNERS2 years Filed as: CERITY PARTNERS LLC Service code 26 · EIN 27-1180831 | Advisory (Participants) | $64,350 |
MORGAN STANLEY SMITH BARNEY2 years Service code 28 · EIN 20-8764829 | Investment Management | $27,271 |
Filed as: ONEDIGITAL INVESTMENT ADVISORS Service code 26 · EIN 43-1451524 | Advisory (Participants) | $14,728 |
46 PEAKS INVESTMENT5 years Service code 26 · EIN 84-3666725 | Advisory (Participants) | $10,847 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $9,945 |
GOULD ASSET MANAGEMENT LLC10+ years Service code 26 · EIN 95-4738705 | Advisory (Participants) | $8,032 |
GEMMER ASSET MANAGEMENT1 year Filed as: GEMMER ASSET MANAGEMENT LLC Service code 26 · EIN 94-3317854 | Advisory (Participants) | $5,203 |
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $2,107 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $400,468 | $106,028+277.7% | $146,958+172.5% | $77,643+415.8% |
| Participation rate | 70.8% | 78.4%-7.5pp | 82.2%-11.3pp | 70.6%+0.2pp |
| Annual return | 15.66% | 56.73%-41.1pp | 418.34%-402.7pp | 31.24%-15.6pp |
| Employer contribution / active EE | $0 | $4,063-100.0% | $4,933-100.0% | $2,726-100.0% |
| Participant deferral / active EE | $13,091 | $7,990+63.8% | $8,070+62.2% | $4,647+181.7% |
| Admin fee / account holder | $156 | $337-53.7% | $12,998-98.8% | $430-63.7% |