Filed December 5, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $201,233 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $290,957 | $91,762+217.1% | $67,502+331.0% | $77,643+274.7% |
| Participation rate | 99.2% | 75.9%+23.3pp | 72.9%+26.3pp | 70.6%+28.6pp |
| Annual return | 13.65% | 14.87%-1.2pp | 3512.12%-3498.5pp | 31.24%-17.6pp |
| Employer contribution / active EE | $15,359 | $3,181+382.9% | $2,731+462.4% | $2,726+463.5% |
| Participant deferral / active EE | $13,771 | $3,903+252.8% | $4,000+244.3% | $4,647+196.3% |
| Admin fee / account holder | $170 | $176-3.4% | $3,998-95.7% | $430-60.5% |