# IBM 401(K) PLAN

Retirement plan sponsored by **INTERNATIONAL BUSINESS MACHINES CORPORATION**. Form 5500 filing for plan year 2025.

| Field | Value |
|---|---|
| Sponsor | INTERNATIONAL BUSINESS MACHINES CORPORATION |
| EIN | 130871985 |
| Plan number | 005 |
| Plan year | 2025 |
| Location | ARMONK, NY |
| Industry | n/a |
| Total assets (end of year) | $64.48B |
| Participants | 144,897 |

## Service providers (Schedule C)

| Provider | Role |
|---|---|
| STATE STREET GLOBAL ADVISORS | Trustee (bank, trust company, or similar financial institution); Direct payment from the plan |
| PIMCO FUNDS | Investment management fees paid directly by plan; Other fees |
| PRUDENTIAL RETIREMENT INSURANCE AND | Other insurance wrap fees; Investment management fees paid directly by plan |
| LOOMIS SAYLES | Investment management fees paid directly by plan |
| RBC WEALTH MANAGEMENT | Other insurance wrap fees |
| IBM | Other fees; Direct payment from the plan; Employee (plan sponsor); Plan Administrator |
| METLIFE LIFE INSURANCE COMPANY | Other insurance fees and expenses |
| BLACKROCK | Investment management; Investment management fees paid directly by plan; Direct payment from the plan |
| BRIDGEWATER ASSOCIATES, LP | Investment management fees paid directly by plan |
| NEW YORK LIFE INVESTMENT MANAGEMENT | Investment management; Investment management fees paid directly by plan |
| THE VANGUARD GROUP, INC. | Investment management fees paid directly by plan |
| MASSMUTUAL LIFE INSURANCE CO. | Other insurance wrap fees |
| JP MORGAN | Investment management; Investment management fees paid directly by plan; Investment advisory (plan) |
| BAIRD INSURANCE SERVICES INC | Investment management |
| DODGE & COX | Investment management fees paid directly by plan; Investment management fees paid indirectly by plan; Soft dollars commissions |
| VOYA FINANCIAL ADVISORS INC | Consulting (general) |
| MACKAY SHIELDS LLC | Investment management fees paid directly by plan; Investment management |
| WESTERN ASSET MANAGEMENT COMPANY | Investment management fees paid directly by plan |
| PWC | Accounting (including auditing) |
| MASSMUTUAL LIFE INSURANCE CO. | Investment management fees paid directly by plan |
| NORTHEAST RETIREMENT SERVICES, INC. | Other services |
| NEUBERGER BERMAN | Investment management fees paid directly by plan |
| WILLIS TOWERS WATSON US LLC | Consulting (general) |
| PAUL HASTINGS LLP | Legal |
| MORNINGSTAR | Other fees |
| ANDERSEN TAX LLC | Accounting (including auditing) |
| FIDELITY INVESTMENTS INSTITUTIONAL | Sub-transfer agency fees; Other fees |

## Other plans from this sponsor

- IBM PERSONAL PENSION PLAN: https://planoptica.com/retirement/130871985-001
- THE IBM SECURED BENEFIT ARRANGEMENT: https://planoptica.com/retirement/130871985-006

## About this data

- Source: public Form 5500 filings from the U.S. Department of Labor (EBSA), rebuilt on each DOL release.
- Full page (charts, history, peer benchmarks, fees, contacts): https://planoptica.com/retirement/130871985-005
- Cite as: PlanOptica, https://planoptica.com/retirement/130871985-005
- More: https://planoptica.com/llms.txt · API waitlist: https://planoptica.com/developers