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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $668,144 |
SAGEVIEW ADVISORY GROUP, LLC4 years Service code 70 · EIN 33-0818667 | Consulting Fees | $84,000 |
Service code 50 3443 N. CAMPBELL AVENUE · TUCSON, AZ 85719 | Direct Payment | $24,700 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $144,229 | $128,169+12.5% | $147,041-1.9% | $106,408+35.5% |
| Participation rate | 94.8% | 67.3%+27.4pp | 82.2%+12.6pp | 69.9%+24.9pp |
| Annual return | 16.13% | 17.88%-1.8pp | 419.21%-403.1pp | 17.37%-1.2pp |
| Employer contribution / active EE | $3,720 | $3,374+10.2% | $4,935-24.6% | $3,361+10.7% |
| Participant deferral / active EE | $9,073 | $7,665+18.4% | $8,071+12.4% | $5,567+63.0% |
| Admin fee / account holder | $48 | $88-45.2% | $13,006-99.6% | $79-39.1% |