Filed March 28, 2014 (most recent of 7 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Sales... | $327,872 |
Filed as: HEALTHCARE COMMUNITY SECURITIES Service code 16 | Consulting | $175,000 |
Service code 16 ONE EMPIRE DRIVE · RENSSELAER, NY 12144 | Consulting | $0 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,262 | $53,204+28.3% | $155,556-56.1% | $200,096-65.9% |
| Participation rate | 100.0% | 64.1%+35.9pp | 78.2%+21.8pp | 72.0%+28.0pp |
| Annual return | 13.99% | 41.02%-27.0pp | 64.84%-50.8pp | 34.26%-20.3pp |
| Employer contribution / active EE | $3,711 | $1,850+100.6% | $4,675-20.6% | $3,038+22.2% |
| Participant deferral / active EE | $5,857 | $3,163+85.1% | $5,631+4.0% | $5,090+15.1% |
| Admin fee / account holder | $62 | $186-66.4% | $15,885-99.6% | $269-76.8% |