Filed January 16, 2020
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $94,439 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $47,834 |
Service code 13 · EIN 04-2530412 | Contract Administrator | $28,115 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $203,423 | $65,246+211.8% | $98,716+106.1% | $67,986+199.2% |
| Participation rate | 62.3% | 51.4%+10.9pp | 69.3%-7.0pp | 57.2%+5.1pp |
| Annual return | 16.52% | 20.58%-4.1pp | 31.81%-15.3pp | 31.67%-15.1pp |
| Employer contribution / active EE | $3,443 | $1,042+230.4% | $2,279+51.1% | $2,019+70.6% |
| Participant deferral / active EE | $7,398 | $2,594+185.2% | $4,048+82.8% | $3,358+120.3% |
| Admin fee / account holder | $743 | $4,561-83.7% | $8,703-91.5% | $3,203-76.8% |