Filed January 16, 2020
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $89,008 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $50,955 |
Service code 13 · EIN 04-2530412 | Contract Administrator | $23,054 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $166,715 | $59,448+180.4% | $93,696+77.9% | $74,459+123.9% |
| Participation rate | 63.5% | 59.6%+3.9pp | 68.7%-5.2pp | 67.2%-3.7pp |
| Annual return | 14.43% | 82.11%-67.7pp | 133.74%-119.3pp | 1369.70%-1355.3pp |
| Employer contribution / active EE | $3,729 | $1,266+194.5% | $2,422+54.0% | $2,626+42.0% |
| Participant deferral / active EE | $7,020 | $3,052+130.0% | $4,417+58.9% | $4,350+61.4% |
| Admin fee / account holder | $646 | $3,027-78.7% | $8,287-92.2% | $1,945-66.8% |