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| Provider | Service type | Compensation |
|---|---|---|
Filed as: HEAD INVESTMENT PARTNERS Service code 26 2280 VALLEY VISTA ROAD · KNOXVILLE, TN 37932 | Advisory (Participants) | $61,319 |
NATIONWIDE4 years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43235 | Recordkeeping | $27,473 |
OSAIC WEALTH INC1 year Filed as: OSAIC WEALTH, INC Service code 26 · EIN 93-0987232 | Advisory (Participants) | $11,944 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,763 | $106,110-54.0% | $147,005-66.8% | $77,671-37.2% |
| Participation rate | 82.8% | 78.4%+4.4pp | 82.2%+0.6pp | 70.6%+12.2pp |
| Annual return | 13.29% | 56.77%-43.5pp | 418.76%-405.5pp | 31.21%-17.9pp |
| Employer contribution / active EE | $4,858 | $4,065+19.5% | $4,934-1.5% | $2,726+78.2% |
| Participant deferral / active EE | $10,060 | $7,992+25.9% | $8,070+24.7% | $4,648+116.4% |
| Admin fee / account holder | $147 | $338-56.6% | $13,006-98.9% | $430-65.9% |