Filed December 9, 2021 (most recent of 3 filings on file)
Total covered: 17 employees
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| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $155,718 |
GROVE POINT INVESTMENTS LLC4 years Filed as: GROVE POINT FINANCIAL Service code 16 · EIN 52-1321340 | Consulting | $98,000 |
Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,830 | $56,734-31.6% | $68,368-43.2% | $103,975-62.7% |
| Participation rate | 100.0% | 61.6%+38.4pp | 73.8%+26.2pp | 72.5%+27.5pp |
| Annual return | 12.06% | 13.73%-1.7pp | 292.57%-280.5pp | 19.41%-7.4pp |
| Employer contribution / active EE | $1,318 | $1,867-29.4% | $2,649-50.3% | $3,722-64.6% |
| Participant deferral / active EE | $4,573 | $2,940+55.5% | $4,123+10.9% | $5,343-14.4% |
| Admin fee / account holder | $170 | $263-35.3% | $5,150-96.7% | $332-48.8% |