Filed July 8, 2026 (most recent of 4 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $674,885 |
CAPFINANCIAL PARTNERS LLC3 years Filed as: CAPFINANCIAL PARTNERS, LLC. Service code 50 · EIN 26-0058143 | Direct Payment | $110,912 |
OGLETREE DEAKINS6 years Filed as: OGLETREE, DEAKINS, NASH, SMOAK & ST Service code 29 · EIN 57-1044820 | Legal | $44,385 |
BAKER NEWMAN NOYES2 years Filed as: BAKER NEWMAN & NOYES LLC Service code 10 · EIN 01-0494526 | Accounting | $29,400 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Plan reported the discovery of a loss from fraud or dishonesty.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,549 | $106,382-47.8% | $81,812-32.1% | $106,382-47.8% |
| Participation rate | 71.0% | 69.9%+1.1pp | 72.3%-1.3pp | 69.9%+1.1pp |
| Annual return | 12.08% | 17.37%-5.3pp | 773.79%-761.7pp | 17.37%-5.3pp |
| Employer contribution / active EE | $1,573 | $3,364-53.2% | $2,912-46.0% | $3,364-53.2% |
| Participant deferral / active EE | $2,053 | $5,569-63.1% | $4,319-52.5% | $5,569-63.1% |
| Admin fee / account holder | $86 | $79+8.7% | $7,386-98.8% | $79+8.7% |